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CRD 307580
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ORIX CAPITAL FUND I, LP | Private Equity Fund | $934M | Oct 29, 2024 | 8 | Mar 30, 2016 | reported | 021-257651 |
| SIGNAL PEAK CLO 4, LTD | Securitized Asset Fund | $589M | Oct 29, 2024 | 12 | Sep 29, 2017 | reported | n/a |
| SIGNAL PEAK CLO 9, LTD | Securitized Asset Fund | $498M | Oct 29, 2024 | 14 | Jun 29, 2021 | reported | n/a |
| SIGNAL PEAK CLO 8, LTD. | Securitized Asset Fund | $496M | Oct 29, 2024 | 2 | Mar 1, 2019 | reported | n/a |
| SIGNAL PEAK CLO 1, LTD | Securitized Asset Fund | $444M | Oct 29, 2024 | 17 | Mar 31, 2015 | reported | n/a |
| SIGNAL PEAK CLO 6, LTD. | Securitized Asset Fund | $440M | Oct 29, 2024 | 16 | Nov 28, 2018 | reported | n/a |
| SIGNAL PEAK CLO 5, LTD. | Securitized Asset Fund | $405M | Oct 29, 2024 | 20 | Sep 29, 2017 | reported | n/a |
| SIGNAL PEAK CLO 12, LTD | Securitized Asset Fund | $398M | Oct 29, 2024 | 11 | Jun 28, 2022 | reported | n/a |
| SIGNAL PEAK CLO 10, LTD | Securitized Asset Fund | $395M | Oct 29, 2024 | 13 | Jun 29, 2021 | reported | n/a |
| SIGNAL PEAK CLO 7, LTD | Securitized Asset Fund | $393M | Oct 29, 2024 | 16 | Mar 1, 2019 | reported | n/a |
| SP-STATIC CLO, LTD | Securitized Asset Fund | $361M | Mar 31, 2022 | 4 | Mar 1, 2019 | dropped | n/a |
| SIGNAL PEAK CLO 3, LTD | Securitized Asset Fund | $302M | Oct 29, 2024 | 12 | Nov 15, 2016 | reported | n/a |
| SIGNAL PEAK CLO 2, LLC | Securitized Asset Fund | $256M | Oct 29, 2024 | 4 | Mar 31, 2015 | reported | n/a |
| SIGNAL PEAK CLO 11, LTD | Other Private Fund | $178M | Oct 29, 2024 | 1 | Jun 28, 2022 | reported | n/a |
| SIGNAL PEAK CLO BOBBY | Other Private Fund | $169M | Oct 29, 2024 | 1 | Jun 28, 2022 | reported | n/a |
| MARINER CLO 10, LTD. | Securitized Asset Fund | $71.9M | Jun 22, 2021 | 1 | Aug 28, 2019 | dropped | n/a |
| SIGNAL PEAK CLO OPPORTUNITIES FUND, L.P. | Hedge Fund | $3.3M | Oct 29, 2024 | 54 | Mar 30, 2016 | reported | 021-342483 |
| SIGNAL PEAK FALCON CLO FUND, L.P. | Hedge Fund | $736,003 | Mar 31, 2022 | 1 | Sep 29, 2017 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ABRAMS, JEFFREY, BRIAN | HEAD OF PRIVATE CREDIT AND REAL ESTATE | Na | yes | 12/2023 | Jun 22, 2021 | Oct 29, 2024 |
| GILROY, CHARLES, FRANCIS | CHIEF OPERATING OFFICER | Na | yes | 12/2020 | Jan 3, 2021 | Oct 29, 2024 |
| HALICKMAN, MICHELE, ELISSA | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2022 | Oct 7, 2022 | Oct 29, 2024 |
| OAM HOLDINGS, LLC | MAJORITY SHAREHOLDER | E | yes | 08/2016 | Feb 4, 2020 | Oct 29, 2024 |
| OCU GLOBAL ASSET MANAGEMENT, LLC | SOLE OWNER | E | yes | 09/2017 | Jun 22, 2021 | Oct 29, 2024 |
| OCU OPCO HOLDINGS, LLC | SOLE OWNER | E | yes | 09/2015 | Jun 22, 2021 | Oct 29, 2024 |
| ORIX CAPITAL MARKETS, LLC | SOLE OWNER | E | yes | 09/2015 | Feb 4, 2020 | Oct 29, 2024 |
| ORIX CORPORATION | SOLE OWNER | E | yes | 08/1981 | Feb 4, 2020 | Oct 29, 2024 |
| ORIX CORPORATION USA | SOLE OWNER | E | yes | 03/1997 | Feb 4, 2020 | Oct 29, 2024 |
| VAN HASSEL, GILBERT | EXECUTIVE CHAIRMAN | Na | yes | 09/2022 | Oct 7, 2022 | Oct 29, 2024 |
| ZHU, YUE | CHIEF FINANCIAL OFFICER | Na | yes | 05/2024 | Jun 22, 2021 | Oct 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NXT CAPITAL INVESTMENT ADVISERS, LLC | n/a | Asset manager | $6.6B | N | yes | n/a |
| LUMENT INVESTMENT MANAGEMENT, LLC | n/a | Asset manager | $1.9B | N | yes | n/a |
| LUMENT SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| ORIX CAPITAL FUND I GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PARTNERS SPECIAL OPPORTUNITIES FUND GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| SIGNAL PEAK CAPITAL MANAGEMENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Dallas | TX | United States | 27 | no |
| Bellevue | Wa | United States | 4 | no |
| SAN FRANCISCO | CA | United States | 3 | no |
| London | n/a | United Kingdom | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 16, 2026 | $8.2B | $6.4B | 328 | 62 | 4 | 16 | n/a |
| 2024 | Jun 27, 2024 | $8.1B | $5.9B | 305 | 62 | 4 | 15 | $5.9B |
| 2023 | Jun 29, 2023 | $8.2B | $6.3B | 306 | 63 | 5 | 15 | $6.3B |
| 2022 | Jun 28, 2022 | $6.4B | $6.0B | 280 | 70 | 5 | 15 | $6.0B |
| 2021 | Jun 29, 2021 | $5.8B | $5.2B | 258 | 36 | 1 | 14 | $5.4B |
| 2020 | Jun 27, 2020 | $602M | $602M | 22 | 18 | 0 | 1 | $602M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $9.6B | $8.1B | 18.4% | $6.4B | 14.3% | 372 | 305 | 4 | 4 |