DFX Intelligence

P••••••• A•• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

P••••••• A•• K••••

Advisor at J•••••• A••••••• G••••• L••

COVINGTON, KY | Mentor, OH

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Search this name across graphsid dfx:ria:43fac986-1392-ce02-6797-59252c38c9a1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• A••••••• G••••• L••	Independent wealth	Jan 5, 2023	n/a	yes	Mentor, OH\|COVINGTON, KY	Current employment
T• A•••••••	Former SEC adviser	Nov 7, 2014	Jan 5, 2023	no	MENTOR, OH\|CENTERVILLE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A•••••••	J•••••• A••••••• G••••• L••	Jan 5, 2023	Jan 5, 2023	0	Firm change	RIA to RIA
K•••••• C•••••• M•••••• I•••	T• A•••••••	Feb 15, 2007	Nov 7, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
117295:171919:OH:2023-01-05	Jan 5, 2023	Jan 5, 2023	CENTERVILLE, OH	Firm change

Relationships

Registered with (3)

→ J•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jan 5, 2023 to presentfactForm ADV
→ T• A•••••••Registered adviserregistration: previous registration
Nov 7, 2014 to Jan 5, 2023factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration
Sep 4, 2003 to Feb 15, 2007factForm ADV

Dated events

Occurred
Jan 5, 2023
Advisor changed firm
P••••••• A•• K•••• left T• A••••••• for J•••••• A••••••• G••••• L•• (registered 2023-01-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43fac986-1392-ce02-6797-59252c38c9a1
First observed: Sep 4, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.