DFX Intelligence

A•••••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

A•••••••• F••••••••

RLK-PLG INVESTMENT MANAGEMENT, LLC, CRD 134033

FORT COLLINS, CO

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Search this name across graphsid dfx:ria:43fc1090-4085-7032-340e-f58d985f7058

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2026 to Mar 24, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $92.4M••• Locked
Discretionary RAUM: $92.4M
Private client RAUM: $87.9Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••• L••••• G•••••••••	n/a	FT. COLLINS, CO	21	25	2	no
J••••• G• S•••••	n/a	FORT COLLINS, CO	3	26

Relationships

Registered with (4)

← E•••• M•••••• C•••••••••Advisorregistration: current employment
Aug 4, 2025 to presentfactForm ADV
← B•••••• F•••• C•••••••••Advisorregistration: current employment
Aug 16, 2023 to presentfactForm ADV
← J••••• G• S•••••Advisorregistration: current employment
Nov 23, 2022 to presentfactForm ADV
← P••• L••••• G•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43fc1090-4085-7032-340e-f58d985f7058
First observed: Mar 24, 2026
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.