DFX Intelligence

M•••••• F••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

M•••••• F••••••• A•••••

Advisor at A••••• W••••• M••••••••• L••

Raleigh, NC | CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:4408661e-6452-4d0e-3c6a-610a42f94758

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• M••••••••• L••	Independent wealth	Dec 2, 2019	n/a	yes	Raleigh, NC\|CHAPEL HILL, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 1, 2008	Nov 21, 2019	no	CHAPEL HILL, NC\|CHAPEL HILL, NC\|NORTH WILKESBORO, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••• W••••• M••••••••• L••	Nov 21, 2019	Dec 2, 2019	11	Firm change	Wirehouse to new firm
A• G• E•••••• • S•••• I•••	W•••• F•••• A•••••••	Jan 1, 2008	Jan 1, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:304642:NC:2019-11-21	Nov 21, 2019	Dec 2, 2019	NORTH WILKESBORO, NC	Firm change

Relationships

Registered with (3)

→ A••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 2, 2019 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Nov 21, 2019factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Apr 14, 2004 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4408661e-6452-4d0e-3c6a-610a42f94758
First observed: Apr 14, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.