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Advisor at ONEAMERICA SECURITIES, INC.
INDIANAPOLIS, IN | Carlsbad, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Apr 30, 2020 | n/a | yes | INDIANAPOLIS, IN|Carlsbad, CA | Current employment |
| SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC | Independent wealth | Jun 26, 2014 | May 6, 2020 | no | NEWPORT BEACH, CA | Previous registration |
| EDWARD JONES | National bd RIA | Apr 15, 2009 | Jun 9, 2009 | no | TEMPE, AZ|ST LOUIS, MO|TEMPE, AZ|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC | ONEAMERICA SECURITIES, INC. | May 6, 2020 | Apr 30, 2020 | -6 | Firm change | RIA to ibd |
| EDWARD JONES | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC | Jun 9, 2009 | Jun 26, 2014 | 1,843 | Firm change after gap | Other |