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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

PETER MATTHEW BABILLA

Advisor at VERTEX PARTNERS

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:4418abe0-0b67-66de-d127-5c4038aa6c96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VERTEX PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Mar 6, 1985
First registration: Nov 2, 2001
Dual registered: yes, broker-dealer
Other names: PETER M BABILLA|PETER MATHEW BABILLA|PETE BABILLA
IAPD individual key: 1312217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VERTEX PARTNERS	Independent wealth	Dec 16, 2022	n/a	yes	DOWNERS GROVE, IL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 25, 2019	no	NAPERVILLE, IL\|PURCHASE, NY\|NAPERVILLE, IL\|Lisle, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 28, 2009	Jul 30, 2009	no	NAPERVILLE, IL\|NEW YORK, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 2, 2001	Jun 12, 2009	no	NAPERVILLE, IL\|NAPERVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	VERTEX PARTNERS	Jan 25, 2019	Dec 16, 2022	1,421	Firm change after gap	Wirehouse to RIA
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jul 30, 2009	Jun 1, 2009	-59	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Jun 12, 2009	May 28, 2009	-15	Firm change	Other

Relationships

Registered with (4)

→ VERTEX PARTNERSRegistered adviserregistration: current employment
Dec 16, 2022 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 25, 2019factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 28, 2009 to Jul 30, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 2, 2001 to Jun 12, 2009factForm ADV

Dated events

No dated event names this entity yet.