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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

DAVID MICHAEL BRUHOWZKI

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

New York, NY

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Search this name across graphsid dfx:ria:44217a6c-a869-bfd3-ae05-13ebaa93b96c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Oct 3, 2005
First registration: Apr 1, 2008
Dual registered: yes, broker-dealer
Other names: DAVID M BRUHOWZKI
IAPD individual key: 5009870

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 14, 2021	n/a	yes	New York, NY	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 15, 2010	no	New York, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	May 16, 2008	Jun 1, 2009	no	NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Apr 1, 2008	May 28, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Jan 15, 2010	Jun 14, 2021	4,168	Firm change after gap	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEHMAN BROTHERS INC.	MORGAN STANLEY & CO. LLC	May 28, 2008	May 16, 2008	-12	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jun 14, 2021 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 15, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
May 16, 2008 to Jun 1, 2009factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Apr 1, 2008 to May 28, 2008factForm ADV

Dated events

No dated event names this entity yet.