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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MCCLAIN VALUE MANAGEMENT, LLC

CRD 114074

NEW CANAAN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4427c0c3-b35b-c558-28ac-bcd010161d3d

Data as of Apr 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 7, 2011 to Apr 5, 2021
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $49.9MItem 5.F on the latest filing (2021-04-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $49.9M
Private client RAUM: $36.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 72%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $49.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 13
Individual clients: 7
SEC number: 801-66683
CRD: 114074
Filings on the tape: 16
First filed: Dec 7, 2011
Latest filed: Apr 5, 2021
Organised: Limited Liability Company, Connecticut

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PHILLIP CRANDALL MCCLAIN	Chartered Financial Analyst	NEW CANAAN, CT	25	25	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCCLAIN, PHILLIP, CRANDALL	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	06/2001	Dec 7, 2011	Apr 5, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Jan 22, 2020	$90.1M	$90.1M	5	2	0	n/a	n/a
2018	May 2, 2019	$91.7M	$91.7M	5	2	1	n/a	n/a
2017	Feb 22, 2018	$90.9M	$90.9M	5	2	1	n/a	n/a
2016	Mar 23, 2017	$90.8M	$90.8M	5	2	n/a	n/a	n/a
2015	Mar 29, 2016	$294M	$294M	7	3	n/a	n/a	n/a
2014	Mar 19, 2015	$510M	$510M	7	3	n/a	n/a	n/a
2013	Mar 27, 2014	$544M	$542M	7	3	n/a	n/a	n/a
2012	Apr 1, 2013	$419M	$417M	7	3	n/a	n/a	n/a
2011	Mar 1, 2012	$298M	$298M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$49.9M	$91.7M	-45.5%	$90.8M	-18.1%	2	5	0	1

Relationships

Controls (1)

← MCCLAIN, PHILLIP, CRANDALLOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Dec 7, 2011 to presentfactForm ADV

Registered with (1)

← PHILLIP CRANDALL MCCLAINAdvisorregistration: current employment
Sep 4, 2001 to presentfactForm ADV

Dated events

Occurred
Mar 8, 2021
Control person left
Wilkins Joseph Donaldson (Member) no longer on Schedule A of Mcclain Value Management, Llc (listed 2020-06-29, absent 2021-03-08)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4427c0c3-b35b-c558-28ac-bcd010161d3d
First observed: Dec 7, 2011
Last observed: Apr 5, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCCLAIN VALUE MANAGEMENT, LLC

CRD 114074

NEW CANAAN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4427c0c3-b35b-c558-28ac-bcd010161d3d

Data as of Apr 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PHILLIP CRANDALL MCCLAIN

Chartered Financial Analyst

NEW CANAAN, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCCLAIN, PHILLIP, CRANDALL

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

06/2001

Dec 7, 2011

Apr 5, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Jan 22, 2020

$90.1M

n/a

2018

May 2, 2019

$91.7M

n/a

2017

Feb 22, 2018

$90.9M

n/a

2016

Mar 23, 2017

$90.8M

n/a

2015

Mar 29, 2016

$294M

n/a

2014

Mar 19, 2015

$510M

n/a

2013

Mar 27, 2014

$544M

$542M

n/a

2012

Apr 1, 2013

$419M

$417M

n/a

2011

Mar 1, 2012

$298M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$49.9M

$91.7M

-45.5%

$90.8M

-18.1%