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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

PLANNING CAPITAL MANAGEMENT CORP.

CRD 112994

PAOLI, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:442a477d-63df-3782-5fa3-529cdf4757da

Data as of Feb 23, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Nov 16, 2011 to Feb 23, 2024
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $313MItem 5.F on the latest filing (2024-02-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $313M
Private client RAUM: $304MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 5
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 868
Individual clients: 151
High net worth clients: 92
Custody, client assets: $34.3M
SEC number: 801-117036
CRD: 112994
Filings on the tape: 22
First filed: Nov 16, 2011
Latest filed: Feb 23, 2024
Organised: Corporation, New Jersey
Website: planningcapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELL, RICHARD, WILLIAM	SHAREHOLDER, CHIEF EXECUTIVE OFFICER	D	yes	02/2001	Nov 16, 2011	Feb 23, 2024
BRADY, DANIEL, BURTON	SHAREHOLDER, CHIEF COMPLIANCE OFFICER	C	yes	01/2019	Jun 26, 2019	Feb 23, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Marlton	Nj	United States	1	no
CENTER VALLEY	Pa	United States	1	no
Doylestown	Pa	United States	1	no
Philadelphia	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 23, 2024	$313M	$313M	6	5	4	n/a	n/a
2022	Mar 21, 2023	$273M	$273M	6	5	4	n/a	n/a
2021	Mar 24, 2022	$269M	$269M	6	5	4	n/a	n/a
2020	Mar 31, 2021	$190M	$190M	5	5	1	n/a	n/a
2019	May 1, 2020	$133M	$133M	4	4	1	n/a	n/a
2011	Mar 30, 2012	$54.2M	$34.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$313M	$273M	14.6%	$190M	18.2%	6	6	4	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WAVERLY ADVISORS, LLC	2	Feb 6, 2025	Dec 16, 2024	PAOLI, PA	Team lift out	RIA to RIA	66.7%

Relationships

Controls (2)

← BELL, RICHARD, WILLIAMOwnerSHAREHOLDER, CHIEF EXECUTIVE OFFICER, ownership code D, individual
Nov 16, 2011 to presentfactForm ADV
← BRADY, DANIEL, BURTONOwnerSHAREHOLDER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jun 26, 2019 to presentfactForm ADV

Registered with (7)

← RICHARD WILLIAM BELLAdvisorregistration: previous registration
Apr 1, 2003 to Feb 6, 2025factForm ADV
← DAVID ARDEN EMERYAdvisorregistration: previous registration
Mar 31, 2021 to Feb 6, 2025factForm ADV
← DANIEL BURTON BRADYAdvisorregistration: previous registration
Mar 26, 2014 to Feb 6, 2025factForm ADV
← PAUL COOKE MCCLATCHYAdvisorregistration: previous registration
Nov 22, 2019 to Nov 21, 2024factForm ADV
← JAY DIXON AHLBECKAdvisorregistration: previous registration
Jun 30, 2008 to Sep 20, 2024factForm ADV
← CHRISTINE BARBRA STEFANSKIAdvisorregistration: previous registration
Jun 28, 2012 to Feb 22, 2013factForm ADV
← FRANCIS MATTHEW MANELLAAdvisorregistration: previous registration
Aug 10, 2010 to Dec 14, 2010factForm ADV

Moved with (1)

→ WAVERLY ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Feb 6, 2025 to Dec 16, 2024factForm ADV

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
Planning Capital Management Corp. no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $313.3M)
Form ADVobserved 4 days ago
$313M
Occurred
Feb 6, 2025
Team lift-out
2 advisors left Planning Capital Management Corp. (Paoli, PA) for Waverly Advisors, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 6, 2025
Advisor changed firm
Daniel Burton Brady left Planning Capital Management Corp. for Waverly Advisors, Llc (registered 2024-12-16)
Form ADVobserved 4 days ago
Occurred
Feb 6, 2025
Advisor changed firm
Richard William Bell left Planning Capital Management Corp. for Waverly Advisors, Llc (registered 2024-12-17)
Form ADVobserved 4 days ago
Occurred
Feb 6, 2025
Advisor changed firm
David Arden Emery left Planning Capital Management Corp. for Waverly Advisors, Llc (registered 2024-12-16)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2024
Advisor changed firm
Paul Cooke Mcclatchy left Planning Capital Management Corp. for Bryn Mawr Trust Advisors, Llc (registered 2025-01-30)
Form ADVobserved 4 days ago
Occurred
Sep 20, 2024
Advisor changed firm
Jay Dixon Ahlbeck left Planning Capital Management Corp. for Mariner Independent (registered 2024-09-23)
Form ADVobserved 4 days ago
Occurred
Jun 26, 2019
First Form ADV filing
Planning Capital Management Corp. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:442a477d-63df-3782-5fa3-529cdf4757da
First observed: Nov 16, 2011
Last observed: Feb 23, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PLANNING CAPITAL MANAGEMENT CORP.

CRD 112994

PAOLI, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:442a477d-63df-3782-5fa3-529cdf4757da

Data as of Feb 23, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:46 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELL, RICHARD, WILLIAM

SHAREHOLDER, CHIEF EXECUTIVE OFFICER

yes

02/2001

Nov 16, 2011

Feb 23, 2024

BRADY, DANIEL, BURTON

SHAREHOLDER, CHIEF COMPLIANCE OFFICER

yes

01/2019

Jun 26, 2019

Feb 23, 2024

City

State

Country

Employees

Also broker-dealer

Marlton

United States

CENTER VALLEY

United States

Doylestown

United States

Philadelphia

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 23, 2024

$313M

n/a

2022

Mar 21, 2023

$273M

n/a

2021

Mar 24, 2022

$269M

n/a

2020

Mar 31, 2021

$190M

n/a

2019

May 1, 2020

$133M

n/a

2011

Mar 30, 2012

$54.2M

$34.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$313M

$273M

14.6%

$190M

18.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WAVERLY ADVISORS, LLC

Feb 6, 2025

Dec 16, 2024

PAOLI, PA

Team lift out

RIA to RIA

66.7%