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Reading the graph
Advisor at EDWARD JONES
STATESVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Mar 12, 2024 | n/a | yes | STATESVILLE, NC | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 16, 2022 | Mar 5, 2024 | no | Washington, DC|Charlotte, NC|Charlotte, NC|Washington, DC|Cornelius, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 25, 2003 | Jul 21, 2006 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | EDWARD JONES | Mar 5, 2024 | Mar 12, 2024 | 7 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jul 21, 2006 | Jun 16, 2022 | 5,809 | Firm change after gap | Wirehouse to wirehouse |