DFX Intelligence

R•••••• L•• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

R•••••• L•• H•••

Advisor at H•••• R•••• L••

TUPELO, MS

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Search this name across graphsid dfx:ria:4433ca33-a2b6-d589-f935-582e8d9c867d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• R•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• R•••• L••	Independent wealth	Aug 25, 2006	n/a	yes	TUPELO, MS	Current employment
J••••• H•••••••• W••• L••••• L••	Former SEC adviser	Jul 20, 2006	Aug 25, 2006	no	TUPELO, MS\|TUPELO, MS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• H•••••••• W••• L••••• L••	H•••• R•••• L••	Aug 25, 2006	Aug 25, 2006	0	Firm change	Other

Relationships

Registered with (2)

→ H•••• R•••• L••Registered adviserregistration: current employment
Aug 25, 2006 to presentfactForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Jul 20, 2006 to Aug 25, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4433ca33-a2b6-d589-f935-582e8d9c867d
First observed: Jul 20, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.