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Advisor at TRANSCEND ADVISOR GROUP, LLC
Milwaukee, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSCEND ADVISOR GROUP, LLC | Independent wealth | Jan 1, 2026 | n/a | yes | Milwaukee, WI | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Oct 19, 2006 | Mar 17, 2021 | no | MT PLEASANT, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | TRANSCEND ADVISOR GROUP, LLC | Mar 17, 2021 | Jan 1, 2026 | 1,751 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1137:311746:WI:2021-03-17 | Mar 17, 2021 | Jan 1, 2026 | MT PLEASANT, WI | Firm change after gap |