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Reading the graph
Advisor at MORGAN STANLEY
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 11, 2023 | n/a | yes | Cincinnati, OH | Current employment |
| Dinergy | State registered | Sep 26, 2022 | Apr 24, 2023 | no | CINCINNATI, OH | Previous registration |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Jul 24, 2017 | Apr 27, 2022 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Dinergy | MORGAN STANLEY | Apr 24, 2023 | May 11, 2023 | 17 | Firm change | Other |
| HORTER INVESTMENT MANAGEMENT, LLC | Dinergy | Apr 27, 2022 | Sep 26, 2022 | 152 | Firm change | RIA to state RIA |