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Advisor at SEEN CONSULTING LLC
ONTARIO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEEN CONSULTING LLC | State registered | Jun 8, 2018 | n/a | yes | ONTARIO, CA | Current employment |
| GOLDEN STATE ADVISORS, LLC | State registered | Oct 13, 2011 | Jul 10, 2018 | no | SAN MATEO, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 2, 1999 | Sep 13, 2011 | no | OAKLAND, CA|Oakland, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOLDEN STATE ADVISORS, LLC | SEEN CONSULTING LLC | Jul 10, 2018 | Jun 8, 2018 | -32 | Firm change after gap | Other |
| CHARLES SCHWAB & CO., INC. | GOLDEN STATE ADVISORS, LLC | Sep 13, 2011 | Oct 13, 2011 | 30 | Firm change | Ibd to state RIA |