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E••••••• S•••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

E••••••• S•••••••• G••••• L••

CRD 138920

NEW YORK, NY

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Search this name across graphsid dfx:ria:448902d0-2b94-524f-70cf-fb833e086820

Data as of Apr 24, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 1
On other graphs: 2
Observed: Dec 19, 2011 to Apr 24, 2018
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••••••• S•••••••• G••••• L••

Private equity manager · shared crd

Private Creditidentity

E••••••• S•••••••• G••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.3BItem 5.F on the latest filing (2018-04-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 34

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•• C••••• M•••• E•••• F••• I• L•	Hedge Fund	$492M	Jun 24, 2013	10	Mar 30, 2012	dropped	021-150337
E•• C•••• B••••• E••••• M••••• F•••• L•••	Hedge Fund	$444M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• C•••••• P••••••• L••	LIMITED PARTNER	C	yes	08/2016	Nov 7, 2016	Apr 24, 2018
E••••••• S•••••••• G•••• G• L••	GENERAL PARTNER	F	yes	10/2014	Nov 10, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••••• S•••••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$2.3B	$3.9B	-42.4%	$7.4B	-32.5%	32	42	1	n/a

Relationships

Advises (34)

→ E•• S•••••• O••••••••• F••• I• L•Private fundPrivate Equity Fund, ERA
Mar 30, 2018 to presentfactForm ADV
→ E•• S•••••• O••••••••• F••• I•I LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2018 to presentfactForm ADV
→ E•• D••••••• O••••••••• O••••••• F••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ E•• I••••••• M••••• F••• L•••

Dated events

Occurred
Mar 30, 2018
Regulatory AUM changed
E••••••• S•••••••• G••••• L•• reported RAUM $2.3B, down 42% from $3.9B (2017-03-31 to 2018-03-30)
Form ADVobserved 7 days ago
$-1.7B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:448902d0-2b94-524f-70cf-fb833e086820
First observed: Dec 19, 2011
Last observed: Apr 24, 2018 102 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.