DFX Intelligence

J••• W••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

J••• W••••• R•••••••

Advisor at R••••••••• W••••• L••

OAKBROOK, IL

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Search this name across graphsid dfx:ria:448e19f0-b67f-3d46-8913-eb7dcfd55d7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W••••• L••	Independent wealth	Sep 18, 2024	n/a	yes	OAKBROOK, IL	Current employment
C••••••• P•••••••	Independent wealth	Mar 29, 2023	Sep 9, 2024	no	Chicago, IL\|OVERLAND PARK, KS\|Oak Brook, IL\|Oak Brook, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	R••••••••• W••••• L••	Sep 9, 2024	Sep 18, 2024	9	Firm change	RIA to RIA

Relationships

Registered with (2)

→ R••••••••• W••••• L••Registered adviserregistration: current employment
Sep 18, 2024 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Mar 29, 2023 to Sep 9, 2024factForm ADV

Dated events

Occurred
Sep 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:448e19f0-b67f-3d46-8913-eb7dcfd55d7b
First observed: Mar 29, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.