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Advisor at INVST, LLC
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INVST, LLC | Independent wealth | Feb 2, 2024 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Feb 18, 2019 | Nov 16, 2023 | no | INDIANAPOLIS, IN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 23, 2015 | Jan 22, 2019 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | INVST, LLC | Nov 16, 2023 | Feb 2, 2024 | 78 | Firm change | Other |
| WELLS FARGO ADVISORS | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jan 22, 2019 | Feb 18, 2019 | 27 | Firm change | Other |