DFX Intelligence

P••• B••••• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

P••• B••••• E•••

Advisor at C•••••••• C•••••• A•••••••• L••

RALEIGH, NC

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Search this name across graphsid dfx:ria:4499a6be-227c-1540-73f3-aaf199d93d59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• C•••••• A•••••••• L••	Independent wealth	Oct 1, 2021	n/a	yes	RALEIGH, NC	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 13, 2013	Oct 12, 2021	no	RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	C•••••••• C•••••• A•••••••• L••	Oct 12, 2021	Oct 1, 2021	-11	Firm change	Ibd to new firm
M••••• K••••• • C••••••• L••	R•••••• J•••• • A••••••••• I•••	Feb 13, 2013	Feb 13, 2013

Relationships

Registered with (3)

→ C•••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 1, 2021 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Oct 12, 2021factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Jun 13, 2003 to Feb 13, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4499a6be-227c-1540-73f3-aaf199d93d59
First observed: Jun 13, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.