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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DAVID BRYANT THOMPSON

Advisor at OSAIC WEALTH, INC.

VILLA RICA, GA

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Search this name across graphsid dfx:ria:4499f175-b6ae-3e52-c23c-458b3947c44d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 4, 2003
First registration: Jan 13, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4712412

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	VILLA RICA, GA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	VILLA RICA, GA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Oct 2, 2013	Mar 1, 2019	no	MINNEAPOLIS, MN\|VILLA RICA, GA	Previous registration
JKL PLANNING AND INVESTMENTS, LLC	n/a	Apr 2, 2013	Oct 1, 2013	no	CARROLLTON, GA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 23, 2012	Mar 14, 2013	no	CARROLLTON, GA\|CARROLTON, GA\|DOUGLASVILLE, GA	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Oct 18, 2007	Apr 7, 2010	no	SAN ANTONIO, TX\|CAROLLTON, GA	Previous registration
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Oct 24, 2005	Sep 21, 2007	no	CARROLLTON, GA\|CARROLLTON, GA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jan 13, 2004	Sep 7, 2005	no	CARROLLTON, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
JKL PLANNING AND INVESTMENTS, LLC	QUESTAR ASSET MANAGEMENT, INC.	Oct 1, 2013	Oct 2, 2013	1	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	JKL PLANNING AND INVESTMENTS, LLC	Mar 14, 2013	Apr 2, 2013	19	Firm change	Other
INVESTMENT PROFESSIONALS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 7, 2010	Mar 23, 2012	716	Firm change after gap	Other
SYNOVUS SECURITIES, INC.	INVESTMENT PROFESSIONALS, INC.	Sep 21, 2007	Oct 18, 2007	27	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	SYNOVUS SECURITIES, INC.	Sep 7, 2005	Oct 24, 2005	47	Firm change	Other

Relationships

Registered with (8)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 2, 2013 to Mar 1, 2019factForm ADV
→ JKL PLANNING AND INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 2, 2013 to Oct 1, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 23, 2012 to Mar 14, 2013factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Oct 18, 2007 to Apr 7, 2010factForm ADV
→ SYNOVUS SECURITIES, INC.Registered adviserregistration: previous registration
Oct 24, 2005 to Sep 21, 2007factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 13, 2004 to Sep 7, 2005factForm ADV

Dated events

No dated event names this entity yet.