DFX Intelligence

C••••••••• F• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

C••••••••• F• H•••••

Advisor at J••• M••••• S••••••••• L••

Columbus, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Jun 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 28, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 29, 2025	n/a	yes	Columbus, OH	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Oct 1, 2024	Sep 5, 2025	no	HOUSTON, TX\|Syracuse, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	J••• M••••• S••••••••• L••	Sep 5, 2025	Sep 29, 2025	24	Firm change	Ibd to wirehouse
N••• F•••••••• G••••• I•••	J••• M••••• S••••••••• L••	Sep 5, 2025	Sep 29, 2025

Relationships

Registered with (8)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Sep 29, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Aug 16, 2023 to Sep 5, 2025factForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 20, 2024 to Sep 5, 2025factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

Order

Occurred
5 Sep 2025
Advisor changed firm4 events
C••••••••• F• H•••••: advisor changed firm, 4 firms, on 5 Sep 2025
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
16 Aug 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 7, 2006
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.