DFX Intelligence

M•••••• C•••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

M•••••• C•••••• M••••••••• I••

CRD 106244

FORT WAYNE, IN

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Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 14
On other graphs: 0
Observed: Feb 28, 2012 to Jul 29, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.71 fund_share=0.0 institutional_share=0.27 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $496M••• Locked
Discretionary RAUM: $496M
Private client RAUM: $352Mderived••• Locked
Private client share: 71%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $124Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• M•••••• M••••	n/a	FORT WAYNE, IN	27	32	n/a	no
G••••• R••••• D•••••	Chartered Financial Analyst	FORT WAYNE, IN	27	28

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• B••••• V••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2020	Mar 11, 2020	Apr 5, 2024
M••••• D••••• M••••••	CHIEF EXECUTIVE OFFICER, SENIOR INVESTMENT OFFICER	B	yes	08/1994	Feb 28, 2012	Apr 5, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$496M	$476M	4.0%	$409M	6.6%	8	9	0	0

Relationships

Registered with (5)

← A••• A•••••• B••••Advisorregistration: current employment
Feb 11, 2026 to presentfactForm ADV
← J••• D•••• M••••Advisorregistration: current employment
Apr 6, 2000 to presentfactForm ADV
← D•••• M•••••• M••••Advisorregistration: current employment
Dec 30, 1998 to presentfactForm ADV
← G••••• R••••• D•••••

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
29 Jul 2026
Ria principal change6 events
M•••••• C•••••• M••••••••• I••: ria principal change, 6 events, on 29 Jul 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
27 Jan 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
11 Mar 2020
Control person joined
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 28, 2012
Last observed: Jul 29, 2026 56 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Jan 27, 2016	$323M	$323M	8	4	n/a	n/a	n/a
2014	Feb 12, 2015	$327M	$327M	7	6	n/a	n/a	n/a
2013	Feb 14, 2014	$313M	$313M	7	6	n/a	n/a	n/a
2012	Feb 22, 2013	$263M	$263M	7	7	n/a	n/a	n/a
2011	Feb 28, 2012	$255M	$255M	n/a	n/a	n/a	n/a	n/a