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Advisor at COMPASS WEALTH
ST LOUIS, MO | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMPASS WEALTH | Independent wealth | Dec 22, 2017 | n/a | yes | ST LOUIS, MO|ST. LOUIS, MO | Current employment |
| WADDELL & REED | Former SEC adviser | Nov 12, 2015 | May 31, 2016 | no | EDMOND, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | COMPASS WEALTH | May 31, 2016 | Dec 22, 2017 | 570 | Firm change after gap | Other |