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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL | Lake Forest, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Feb 15, 2013 | n/a | yes | Lake Forest, CA|TAMPA, FL | Current employment |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Dec 15, 2003 | Feb 21, 2013 | no | SAN JUAN CAPISTRANO, CA|LAGUNA HILLS, CA | Previous registration |
| WALNUT STREET ADVISERS INC | n/a | Mar 15, 1995 | Nov 2, 2006 | no | LAGUNA HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WALNUT STREET SECURITIES, INC. | J. W. COLE ADVISORS, INC. | Feb 21, 2013 | Feb 15, 2013 | -6 | Firm change | Other |
| WALNUT STREET ADVISERS INC | WALNUT STREET SECURITIES, INC. | Nov 2, 2006 | Dec 15, 2003 | -1,053 | Bulk transfer | Other |