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Advisor at EMPOWER ADVISORY GROUP, LLC
Otsego, MN | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 28, 2021 | n/a | yes | GREENWOOD VILLAGE, CO|Otsego, MN | Current employment |
| PRUDENTIAL SELECT STRATEGIES LLC | Institutional manager | May 31, 2019 | Nov 24, 2020 | no | Dubuque, IA | Previous registration |
| GLOBAL PORTFOLIO STRATEGIES, INC. | Former SEC adviser | Dec 1, 2014 | Dec 31, 2018 | no | DUBUQUE, IA | Previous registration |
| BURGESS INVESTMENTS | n/a | Jun 23, 2003 | Dec 31, 2008 | no | DUBUQUE, IA | Previous registration |
| PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | n/a | Aug 26, 2002 | Apr 9, 2003 | no | DUBUQUE, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUDENTIAL SELECT STRATEGIES LLC | EMPOWER ADVISORY GROUP, LLC | Nov 24, 2020 | Apr 28, 2021 | 155 | Firm change | Other |
| GLOBAL PORTFOLIO STRATEGIES, INC. | PRUDENTIAL SELECT STRATEGIES LLC | Dec 31, 2018 | May 31, 2019 | 151 | Firm change | Other |
| BURGESS INVESTMENTS | GLOBAL PORTFOLIO STRATEGIES, INC. | Dec 31, 2008 | Dec 1, 2014 | 2,161 | Firm change after gap | Other |
| PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | BURGESS INVESTMENTS | Apr 9, 2003 | Jun 23, 2003 | 75 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286153:112058:IA:2020-11-24 | Nov 24, 2020 | Apr 28, 2021 | DUBUQUE, IA | Firm change |
| 105812:286153:IA:2018-12-31 | Dec 31, 2018 | May 31, 2019 | DUBUQUE, IA | Firm change |