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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Albany, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 19, 2021 | n/a | yes | Albany, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 29, 2013 | Mar 2, 2021 | no | ALBANY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Mar 2, 2021 | Mar 19, 2021 | 17 | Firm change | Other |