DFX Intelligence

M•••••• L••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

M•••••• L••••••• S•••••••

Advisor at M••••••• W••••• M••••••••• L••

L••••••••, KY

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Search this name across graphsid dfx:ria:44d143f6-61f4-9635-458f-1e3a903ceb25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• W••••• M••••••••• L••	Independent wealth	Mar 6, 2015	n/a	yes	L••••••••, KY	Current employment
L•••••••• I••••••••• C••••••• I•••	n/a	Mar 23, 2006	Mar 6, 2015	no	L••••••••, KY\|L••••••••, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••• I••••••••• C••••••• I•••	M••••••• W••••• M••••••••• L••	Mar 6, 2015	Mar 6, 2015	0	Firm change	Other
M••••• K••••• • C••••••• L••	L•••••••• I••••••••• C••••••• I•••	Mar 25, 2004	Mar 23, 2006

Relationships

Registered with (3)

→ M••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 6, 2015 to presentfactForm ADV
→ L•••••••• I••••••••• C••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2006 to Mar 6, 2015factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Mar 22, 2004 to Mar 25, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44d143f6-61f4-9635-458f-1e3a903ceb25
First observed: Mar 22, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.