DFX Intelligence

M•••••• L•••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••••• L•••• P••••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:44d641d3-6a56-2585-6352-f79e9858a2d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 23, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2018	n/a	yes	TOMBALL, TX\|MAGNOLIA, TX\|HOUSTON, TX\|HOUSTON, TX\|CYPRESS, TX\|KATY, TX\|HOUSTON, TX\|KATY, TX\|HOUSTON, TX\|THE WOODLANDS, TX	Current employment
C•••••• O•• A•••••••• L••	Former SEC adviser	Sep 18, 2017	May 2, 2018	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• A•••••••• L••	L•• F•••••••• L••	May 2, 2018	May 1, 2018	-1	Firm change	Ibd to RIA
C•••••••• G••••• M•••••• I•••	C•••••• O•• A•••••••• L••	Mar 5, 2009	Sep 18, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
136865:6413:VA:2018-03-27	May 2, 2018	May 1, 2018	MCLEAN, VA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 1, 2018 to presentfactForm ADV
→ C•••••• O•• A•••••••• L••Registered adviserregistration: previous registration
Sep 18, 2017 to May 2, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Apr 23, 2008 to Mar 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44d641d3-6a56-2585-6352-f79e9858a2d2
First observed: Apr 23, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.