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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)13 years in industry

Marcus Minsky

Advisor at SOFI WEALTH LLC

Aston, PA | SAN FRANCISCO, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOFI WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Oct 3, 2012
First registration: Dec 13, 2012
Dual registered: yes, broker-dealer
Other names: MARCUS ELIJAH MINSKY
IAPD individual key: 6097779

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOFI WEALTH LLC	Bd affiliated wealth	Jan 8, 2020	n/a	yes	Aston, PA\|SAN FRANCISCO, CA	Current employment
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Nov 16, 2015	Mar 6, 2018	no	Wilmington, DE\|MCLEAN, VA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 4, 2015	Jul 8, 2015	no	KNG OF PRUSSIA, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 1, 2013	Dec 15, 2014	no	PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 13, 2012	Jul 16, 2013	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ONE ADVISORS, LLC	SOFI WEALTH LLC	Mar 6, 2018	Jan 8, 2020	673	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	CAPITAL ONE ADVISORS, LLC	Jul 8, 2015	Nov 16, 2015	131	Firm change	Other
PNC WEALTH MANAGEMENT	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Dec 15, 2014	Feb 4, 2015	51	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	PNC WEALTH MANAGEMENT	Jul 16, 2013	Aug 1, 2013	16	Firm change	Other

Relationships

Registered with (5)

→ SOFI WEALTH LLCRegistered adviserregistration: current employment
Jan 8, 2020 to presentfactForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 16, 2015 to Mar 6, 2018factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 4, 2015 to Jul 8, 2015factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 1, 2013 to Dec 15, 2014factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 13, 2012 to Jul 16, 2013factForm ADV

Dated events

No dated event names this entity yet.