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V••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

V••••••• L••

CRD 311426

WESTPORT, CT

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Search this name across graphsid dfx:ria:44ed983a-3c92-ee30-1e8b-77d16e323417

Data as of Feb 16, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2020 to Feb 16, 2023
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $359MItem 5.F on the latest filing (2023-02-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $44.4M
Private client RAUM: $300MderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• B••••••• S••••	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	C	yes	10/2020	Oct 21, 2020	Feb 16, 2023
O•••••• J•••••••	MANAGING PARTNER	C	yes	10/2020	Oct 21, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$359M	$476M	-24.4%	n/a	n/a	3	3	0	0

Relationships

Controls (2)

← B•••••••• B••••••• S••••OwnerMANAGING PARTNER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Oct 21, 2020 to presentfactForm ADV
← O•••••• J•••••••OwnerMANAGING PARTNER, ownership code C, individual
Oct 21, 2020 to presentfactForm ADV

Owns (2)

← W••••• R••••• B•••OwnerCHIEF TECHNOLOGY OFFICER, ownership code B, individual
Oct 21, 2020 to presentfactForm ADV
← C••••••••• P••••••• I••••••••• L••• S••••• 5• V•••••••OwnerPARTNER, ownership code B, domestic entity

Dated events

Occurred
Oct 21, 2020
First Form ADV filing
V••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44ed983a-3c92-ee30-1e8b-77d16e323417
First observed: Oct 21, 2020
Last observed: Feb 16, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.