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C•••• L•••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

C•••• L•••• I•••••••••

C•••• L•••• I••••••••• LLC, CRD 153447

PHILADELPHIA, PA

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Data as of May 14, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 14, 2014 to May 14, 2014
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $29.7M••• Locked
Discretionary RAUM: $29.7M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••• L•••• L••••••••• F•••	Hedge Fund	$11.6M	May 14, 2014	17	May 14, 2013	reported	021-153108

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• M•••••••• T•••••••	CHIEF INVESTMENT OFFICER	C	yes	03/2010	May 14, 2014	May 14, 2014
G••••••••• B••••• S••••	PORTFOLIO MANAGER/CCO/CAO/CFO	B	yes	03/2010	May 14, 2014	May 14, 2014

Relationships

Advises (1)

→ C•••• L•••• L••••••••• F•••Private fundHedge Fund, IA
May 14, 2013 to presentfactForm ADV

Controls (3)

← B••••••• M•••••••• T•••••••OwnerCHIEF INVESTMENT OFFICER, ownership code C, individual
May 14, 2014 to presentfactForm ADV
← W••••• L•••• P•OwnerPRESIDENT, ownership code C, individual
May 14, 2014 to presentfactForm ADV
← G••••••••• B••••• S••••OwnerPORTFOLIO MANAGER/CCO/CAO/CFO, ownership code B, individual

Dated events

Order

Occurred
14 May 2014
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 14, 2014
Last observed: May 14, 2014 150 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.