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Advisor at LPL FINANCIAL LLC
SCIOTA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 21, 2017 | n/a | yes | SCIOTA, PA | Current employment |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Sep 23, 2010 | Dec 21, 2017 | no | SCIOTA, PA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 17, 2008 | Aug 24, 2010 | no | ALLENTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONWIDE SECURITIES, LLC | LPL FINANCIAL LLC | Dec 21, 2017 | Dec 21, 2017 | 0 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | NATIONWIDE SECURITIES, LLC | Aug 24, 2010 | Sep 23, 2010 | 30 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11173:6413:PA:2017-12-21 | Dec 21, 2017 | Dec 21, 2017 | SCIOTA, PA | Firm change |