DFX Intelligence

C•••••••• J••• C••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C•••••••• J••• C••

Advisor at C•• F•••••••• I•••

HENNEPIN, IL

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Search this name across graphsid dfx:ria:44fa77b4-8eac-36df-e225-6bd748d45e4d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• F•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• F•••••••• I•••	Independent wealth	Sep 16, 2015	n/a	yes	HENNEPIN, IL	Current employment
S•• I••••••••• I•••	Former SEC adviser	Dec 3, 2012	Sep 15, 2015	no	HENNEPIN, IL\|APPLETON, WI\|HENNEPIN, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• I•••	C•• F•••••••• I•••	Sep 15, 2015	Sep 16, 2015	1	Firm change	Other
P•••••••• S••••••••• I•••	S•• I••••••••• I•••	Dec 10, 2012	Dec 3, 2012

Relationships

Registered with (3)

→ C•• F•••••••• I•••Registered adviserregistration: current employment
Sep 16, 2015 to presentfactForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Dec 3, 2012 to Sep 15, 2015factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 26, 2012 to Dec 10, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44fa77b4-8eac-36df-e225-6bd748d45e4d
First observed: Nov 26, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.