DFX Intelligence

H•••• W••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

H•••• W••• G•••••

Advisor at Q••••••••• P••••••• L••

Charlotte, NC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:44fb5d66-a144-f4bd-11b3-af8e56d10d81

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••••••• P••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••••••• P••••••• L••	Mixed wealth	Jun 16, 2014	n/a	yes	Charlotte, NC\|CHARLOTTE, NC	Current employment
Q••••••••• P••••••• L••	Mixed wealth	Jan 9, 2013	Mar 17, 2014	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• I••••••••• I•••	Q••••••••• P••••••• L••	Jan 8, 2013	Jan 9, 2013	1	Firm change	Other

Relationships

Registered with (2)

→ Q••••••••• P••••••• L••Registered adviserregistration: previous registration
Jan 9, 2013 to Mar 17, 2014factForm ADV
→ M•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 28, 2008 to Jan 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44fb5d66-a144-f4bd-11b3-af8e56d10d81
First observed: Aug 28, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.