DFX Intelligence

S•••••• J•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

S•••••• J•••• M•••••

Advisor at I••••••••• F•••••••• P•••••••

TAMPA, FL | San Francisco, CA

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Search this name across graphsid dfx:ria:45039af8-bd1a-1054-9778-516f497be841

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Jan 1, 2026	n/a	yes	TAMPA, FL\|San Francisco, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 16, 2012	May 17, 2022	no	BERKELEY, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I••••••••• F•••••••• P•••••••	May 17, 2022	Jan 1, 2026	1,325	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 16, 2012 to May 17, 2022factForm ADV

Dated events

Occurred
May 17, 2022
Advisor changed firm
S•••••• J•••• M••••• left L•• F•••••••• L•• for I••••••••• F•••••••• P••••••• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45039af8-bd1a-1054-9778-516f497be841
First observed: Feb 16, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.