DFX Intelligence

K•••• E••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)34 years in industry

K•••• E••••• C••••••

Advisor at B••••• F•••••• W••••• M••••••••• L••

Webster, NY | WEBSTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4505b553-c8a4-0246-02d5-7f7f60126db2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• F•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 21, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Nov 3, 2025	n/a	yes	Webster, NY	Current employment
B••••• F•••••• W••••• M••••••••• L••	Independent wealth	Aug 23, 2021	n/a	yes	WEBSTER, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	S••••• O•• S••••••••• I•••	Nov 11, 2025	Nov 3, 2025	-8	Firm change	Ibd to ibd
C••••• A••••••• L••	B••••• F•••••• W••••• M••••••••• L••	Mar 21, 2024	Aug 23, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:46947:NY:2025-11-06	Nov 11, 2025	Nov 3, 2025	ROCHESTER, NY	Firm change
10299:284920:NY:2024-03-21	Mar 21, 2024	Aug 23, 2021	ROCHESTER, NY	Firm change after gap

Relationships

Registered with (4)

→ S••••• O•• S••••••••• I•••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ B••••• F•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 23, 2021 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 21, 2024 to Nov 11, 2025factForm ADV
→ C••••• A••••••• L••

Dated events

Occurred
Nov 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4505b553-c8a4-0246-02d5-7f7f60126db2
First observed: Jun 12, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.