DFX Intelligence

E•••• A•••••• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

E•••• A•••••• E•••

Advisor at D••••••• W••••• M•••••••••

GUILFORD, CT

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Search this name across graphsid dfx:ria:450fd3ae-65b8-a99e-881b-8585933f9be4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• W••••• M•••••••••	Independent wealth	Aug 15, 2002	n/a	yes	GUILFORD, CT	Current employment
D•• I••••••••• G••••	n/a	Aug 1, 2008	Apr 11, 2011	no	OLD SAYBROOK, CT\|GUILFORD, CT\|DAYTON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•• I••••••••• G••••	n/a	Apr 11, 2011	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ D••••••• W••••• M•••••••••Registered adviserregistration: current employment
Aug 15, 2002 to presentfactForm ADV
→ D•• I••••••••• G••••Registered adviserregistration: previous registration
Aug 1, 2008 to Apr 11, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:450fd3ae-65b8-a99e-881b-8585933f9be4
First observed: Aug 1, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.