DFX Intelligence

C••••••• D••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

C••••••• D••••• G•••

Advisor at F•••••••• P••••••• C•••••••••

San Diego, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:45116b35-05cd-22f9-d496-e9c10fe34fa6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• P••••••• C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 16, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• P••••••• C•••••••••	State registered	Feb 21, 2023	n/a	yes	San Diego, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 15, 2022	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Oct 16, 2012	Mar 15, 2022	3,437	Firm change after gap	Wirehouse to RIA
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jul 22, 2010	Jul 21, 2010

Relationships

Registered with (4)

→ F•••••••• P••••••• C•••••••••Registered adviserregistration: current employment
Feb 21, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 15, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 21, 2010 to Oct 16, 2012factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45116b35-05cd-22f9-d496-e9c10fe34fa6
First observed: Dec 16, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.