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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Jacob Robert-Thomas Baker

Advisor at CHARLES SCHWAB & CO., INC.

Greensboro, NC

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Search this name across graphsid dfx:ria:451a9cfc-e64a-8250-dc8a-b02e0e566cb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 2, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 1, 2019
First registration: May 2, 2019
Dual registered: yes, broker-dealer
Other names: JACOB ROBERT THOMAS BAKER|JACOB BAKER
IAPD individual key: 7050720

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 11, 2023	n/a	yes	Greensboro, NC	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 5, 2023	Sep 7, 2023	no	Greensboro, NC	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 26, 2021	Jan 5, 2023	no	Greensboro, NC\|Charlotte, NC	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 2, 2019	Aug 2, 2021	no	DURHAM, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Aug 11, 2023	-27	Bulk transfer	RIA to ibd
CHARLES SCHWAB & CO., INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 5, 2023	Jan 5, 2023	0	Channel change	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CHARLES SCHWAB & CO., INC.	Aug 2, 2021	Oct 26, 2021	85	Firm change	Ibd to ibd

Relationships

Registered with (3)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 26, 2021 to Jan 5, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 5, 2023 to Sep 7, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
May 2, 2019 to Aug 2, 2021factForm ADV

Dated events

No dated event names this entity yet.