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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

JON ALAN KERBY

Advisor at TCFG INVESTMENT ADVISORS, LLC

Escondido, CA | LAGUNA NIGUEL, CA

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Search this name across graphsid dfx:ria:451b0017-d41c-b672-4383-787904bd0553

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TCFG INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 5
Exams: S63
First exam: Nov 11, 1993
First registration: Sep 3, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1325139

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TCFG INVESTMENT ADVISORS, LLC	Independent wealth	Jan 9, 2014	n/a	yes	LAGUNA NIGUEL, CA\|Escondido, CA	Current employment
THE PLANNERS NETWORK, INC.	Former SEC adviser	Feb 21, 2013	Aug 22, 2013	no	ESCONDIDO, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jan 5, 2005	Aug 1, 2013	no	ESCONDIDO, CA\|ESCONDIDO, CA	Previous registration
MISSION HILLS FINANCIAL	Former SEC adviser	Sep 3, 2003	Dec 31, 2005	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE PLANNERS NETWORK, INC.	TCFG INVESTMENT ADVISORS, LLC	Aug 22, 2013	Jan 9, 2014	140	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	THE PLANNERS NETWORK, INC.	Aug 1, 2013	Feb 21, 2013	-161	Firm change after gap	Other
MISSION HILLS FINANCIAL	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Dec 31, 2005	Jan 5, 2005	-360	Firm change after gap	Other

Relationships

Registered with (4)

→ TCFG INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jan 9, 2014 to presentfactForm ADV
→ THE PLANNERS NETWORK, INC.Registered adviserregistration: previous registration
Feb 21, 2013 to Aug 22, 2013factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jan 5, 2005 to Aug 1, 2013factForm ADV
→ MISSION HILLS FINANCIALRegistered adviserregistration: previous registration
Sep 3, 2003 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.