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Advisor at LPL FINANCIAL LLC
CHEHALIS, WA | PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 25, 2023 | n/a | yes | CHEHALIS, WA|PORTLAND, OR | Current employment |
| FINANCIAL ADVOCATES ADVISORY SERVICES | Former SEC adviser | Mar 5, 2012 | Aug 17, 2023 | no | OLYMPIA, WA | Previous registration |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | Nov 22, 2011 | Mar 10, 2026 | no | OLYMPIA, WA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Nov 17, 2005 | Apr 7, 2008 | no | CHEHALIS, WA|OLYMPIA, WA|OLYMPIA, WA|CHEHALIS, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | FINANCIAL ADVOCATES ADVISORY SERVICES | Mar 10, 2026 | Mar 5, 2012 | -5,118 | Firm change after gap | Other |
| FINANCIAL ADVOCATES ADVISORY SERVICES | LPL FINANCIAL LLC | Aug 17, 2023 | Sep 25, 2023 | 39 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Apr 7, 2008 | Nov 22, 2011 | 1,324 | Firm change after gap | Other |