DFX Intelligence

C••• A•••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor26 years in industry

C••• A•••• V•••••••

Advisor at D••••• W••••• M••••••••• I•••

MEQUON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:452ad190-8fdc-370b-9571-b97b80f86517

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W••••• M••••••••• I•••	Independent wealth	Apr 1, 2010	n/a	yes	MEQUON, WI	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Nov 11, 2004	Apr 12, 2010	no	Milwaukee, WI\|MILWAUKEE, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	D••••• W••••• M••••••••• I•••	Apr 12, 2010	Apr 1, 2010	-11	Firm change	Other
I••••••••• A••••••• S•••••••• L••	R•• C•••••• M••••••• L••	Dec 31, 2004	Nov 11, 2004

Relationships

Registered with (3)

→ D••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Apr 1, 2010 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Nov 11, 2004 to Apr 12, 2010factForm ADV
→ I••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 7, 2000 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:452ad190-8fdc-370b-9571-b97b80f86517
First observed: Mar 7, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.