DFX Intelligence
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Reading the graph
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Advisor at R•• C•••••• M••••••• L••
LEAWOOD, KS | Leawood, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | National bd RIA | May 1, 2017 | n/a | yes | LEAWOOD, KS|Leawood, KS | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Mar 31, 2005 | May 10, 2017 | no | LEAWOOD, KS|OVERLAND PARK, KS|OVERLAND PARKS, KS|LEAWOOD, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | R•• C•••••• M••••••• L•• | May 10, 2017 | May 1, 2017 | -9 | Firm change | Wirehouse to ibd |
| P•••• S•••••• • C•• | U•• F•••••••• S••••••• I••• | Apr 13, 2005 | Mar 31, 2005 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:31194:KS:2017-05-10 | May 10, 2017 | May 1, 2017 | LEAWOOD, KS | Firm change |
| P•••• S•••••• • C•• | Institutional manager | Mar 14, 2000 | Apr 13, 2005 | no | LEAWOOD, KS | Previous registration |
| -13 |
| Firm change |
| Other |