DFX Intelligence

J•••• A•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

J•••• A•••••• S••••••

Advisor at F••••• I•••••••••

PLANO, TX

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Search this name across graphsid dfx:ria:4536efec-37c2-79bf-3439-7415d21888f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 25, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Sep 16, 2025	n/a	yes	PLANO, TX	Current employment
M••••• W••••• M••••••••• L••	Independent wealth	Jun 16, 2023	May 23, 2025	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• W••••• M••••••••• L••	F••••• I•••••••••	May 23, 2025	Sep 16, 2025	116	Firm change	RIA to RIA
F•••••••• S••••••••	M••••• W••••• M••••••••• L••	Jun 30, 2022	Jun 16, 2023

Relationships

Registered with (3)

→ F••••• I•••••••••Registered adviserregistration: current employment
Sep 16, 2025 to presentfactForm ADV
→ M••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 16, 2023 to May 23, 2025factForm ADV
→ F•••••••• S••••••••Registered adviserregistration: previous registration
Jan 25, 2022 to Jun 30, 2022factForm ADV

Dated events

Occurred
May 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4536efec-37c2-79bf-3439-7415d21888f8
First observed: Jan 25, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.