DFX Intelligence

N••• M•••• I•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

N••• M•••• I•• L••

CRD 327699

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Search this name across graphsid dfx:ria:453d73b0-1b0a-68d8-0a7d-4a9692cca82d

Data as of Aug 5, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Aug 31, 2023 to Aug 5, 2024
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• L•••• J•••••	MANAGING PARTNER / CHIEF EXECUTIVE OFFICER	C	yes	06/2023	Aug 31, 2023	Aug 5, 2024
B•••••• L•••• J•••••	CHIEF EXECUTIVE OFFICER	Na	yes	06/2024	Aug 31, 2023	Aug 5, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••• M••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 15, 2024	$0	$0	4	1	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$0	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Controls (4)

← N••• M•••• I•••••••••OwnerOWNER, ownership code E, domestic entity
Aug 31, 2023 to presentfactForm ADV
← S••••••••• S•••••••• C••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 31, 2023 to presentfactForm ADV
← B•••••• L•••• J•••••OwnerMANAGING PARTNER / CHIEF EXECUTIVE OFFICER, ownership code C, individual
Aug 31, 2023 to presentfactForm ADV
← L•••• J•••••• N••OwnerMANAGING PARTNER / CHIEF TECHNOLOGY OFFICER, ownership code C, individual
Aug 31, 2023 to present

Dated events

Occurred
May 2, 2025
Left the SEC roster
••• Locked
Form ADVobserved 8 days ago
0 USD_RAUM
Occurred
Mar 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 31, 2023
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:453d73b0-1b0a-68d8-0a7d-4a9692cca82d
First observed: Aug 31, 2023
Last observed: Aug 5, 2024 25 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.