DFX Intelligence

Data Factory

RIA / WealthAdvisor35 years in industry

SCOTT ALAN KRIM

Advisor at CLARIS ADVISORS, LLC

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45434935-b542-0823-c1aa-c7cfc3008a86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLARIS ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jan 25, 1991
First registration: May 17, 2004
Dual registered: no
IAPD individual key: 2054089

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLARIS ADVISORS, LLC	State registered	Aug 10, 2021	n/a	yes	NEW YORK, NY	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 20, 2016	Aug 15, 2025	no	NEW YORK, NY\|AUSTIN, TX\|Boca Raton, FL\|Boca Raton, FL	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jan 27, 2006	Sep 22, 2016	no	RIDGEWOOD, NJ\|Paramus, NJ\|NEW YORK, NY\|Boca Raton, FL	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 17, 2004	Jan 31, 2006	no	RIDGEWOOD, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	CLARIS ADVISORS, LLC	Aug 15, 2025	Aug 10, 2021	-1,466	Firm change after gap	Ibd to state RIA
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 20, 2016	-155	Bulk transfer	Other
OSAIC FA, INC.	NFP ADVISOR SERVICES, LLC	Jan 31, 2006	Jan 27, 2006	-4	Firm change	Other

Relationships

Registered with (4)

→ CLARIS ADVISORS, LLCRegistered adviserregistration: current employment
Aug 10, 2021 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 20, 2016 to Aug 15, 2025factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jan 27, 2006 to Sep 22, 2016factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 17, 2004 to Jan 31, 2006factForm ADV

Dated events

Occurred
Aug 15, 2025
Advisor changed firm
Scott Alan Krim left Kestra Advisory Services, Llc for Claris Advisors, Llc (registered 2021-08-10)
Form ADVobserved 6 days ago