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S•••• C••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

S•••• C••• C•••••• M••••••••• L•

CRD 285654

GREENWICH, CT

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Search this name across graphsid dfx:ria:454e06a7-7115-102c-5ca9-9af1b5c40b51

Data as of Jan 10, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2017 to Jan 10, 2017
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
SEC number: 801-108965
CRD: 285654
Filings on the tape: 1

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• C••• C•••••• F••• L•	Hedge Fund	$68.9M	Oct 1, 2018	11	May 18, 2017	reported	021-282165

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••••• D••••• A•••	MANAGING MEMBER	E	yes	04/2016	Jan 10, 2017	Jan 10, 2017
C••••••• R•••••• E•••••	LIMITED PARTNER	Na	no	08/2016	Jan 10, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••• C••• C•••••• M••••••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (1)

→ S•••• C••• C•••••• F••• L•Private fundHedge Fund, ERA
May 18, 2017 to presentfactForm ADV

Controls (1)

← R••••••••• D••••• A•••OwnerMANAGING MEMBER, ownership code E, individual
Jan 10, 2017 to presentfactForm ADV

Owns (5)

← R••••••••• D••••• A•••OwnerCIO/CEO/LIMITED PARTNER, ownership code E, individual
Jan 10, 2017 to presentfactForm ADV
←

Dated events

Occurred
Jan 10, 2017
First Form ADV filing
S•••• C••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:454e06a7-7115-102c-5ca9-9af1b5c40b51
First observed: Jan 10, 2017
Last observed: Jan 10, 2017 118 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.