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Advisor at OSAIC WEALTH, INC.
BROOKFIELD, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | n/a | yes | BROOKFIELD, WI | Current employment |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Oct 3, 2016 | Nov 2, 2018 | no | PORT WASHINGTON, WI|BROOKFIELD, WI | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 3, 2014 | Oct 4, 2016 | no | MILWAUKEE, WI|Milwaukee, WI|Port Washington, WI | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | May 16, 2007 | Sep 4, 2014 | no | PORT WASHINGTON, WI|PEWAUKEE, WI|BROOKFIELD, WI | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 11, 2004 | Dec 31, 2005 | no | PORT WASHINGTON, WI|MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | SIGNATOR INVESTORS, INC. | Oct 4, 2016 | Oct 3, 2016 | -1 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | MSI FINANCIAL SERVICES, INC. | Sep 4, 2014 | Oct 3, 2014 | 29 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | PARK AVENUE SECURITIES LLC | Dec 31, 2005 | May 16, 2007 | 501 | Firm change after gap | Other |