S••• C• S•••

Advisor at O••••••••• • C•• I•••

NORTH PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4561055e-8b15-49d7-521b-79b2995a040e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Oct 4, 2017	n/a	yes	NORTH PALM BEACH, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 19, 2005	Jun 8, 2017	no	BOCA RATON, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	O••••••••• • C•• I•••	Jun 8, 2017	Oct 4, 2017	118	Firm change	Other
B••• O• A•••••• I••••••••• S•••••••• I•••	W•••• F•••• A•••••••	Nov 16, 2004	Jan 19, 2005

Relationships

Registered with (4)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Oct 4, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 19, 2005 to Jun 8, 2017factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2004 to Nov 16, 2004factForm ADV
→ Q•••• • R•••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4561055e-8b15-49d7-521b-79b2995a040e
First observed: May 11, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.