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Reading the graph
Advisor at MORGAN STANLEY
KINGSPORT, TN | Isle of Palms, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | KINGSPORT, TN|Isle of Palms, SC | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Apr 17, 2009 | Jun 1, 2009 | no | KNOXVILLE, TN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 9, 2002 | Apr 23, 2009 | no | KINGPORT, TN|KINGSPORT, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY & CO. LLC | Apr 23, 2009 | Apr 17, 2009 | -6 | Firm change | Other |