DFX Intelligence

T•••••• R••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)20 years in industry

T•••••• R••• G•••••••

Advisor at O•••• W•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:456cf125-91ee-0562-26b9-92dbc657896b

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2006 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 21, 2026	n/a	yes	SAN DIEGO, CA\|STEVENSVILLE, MD\|Stevensville, MD	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Apr 28, 2025	n/a	yes	Queenstown, MD\|STEVENSVILLE, MD	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	O•••• W•••••• I•••	May 14, 2025	Apr 28, 2025	-16	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 1, 2007 to May 14, 2025factForm ADV

Dated events

Occurred
May 14, 2025
Advisor changed firm
T•••••• R••• G••••••• left V•••• F•••••••• A•••••••• I••• for O•••• W•••••• I••• (registered 2025-04-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:456cf125-91ee-0562-26b9-92dbc657896b
First observed: Jun 6, 2006
Last observed: Sep 22, 2026 12 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.